Dudediligence.

Ameriprise Financial, Inc

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Last 12 months

Sales planned on beside the trades reported on , and whether each names a .

Planned ·

$65.9M

13 notices · 122,434 sh

Oct 2025 to Oct 2026

Reported ·

$39.8M

14 sales · 0 buys

Oct 2025 to Jun 2026

The two figures cover different periods.

None of the 14 reported sales carry the 10b5-1 box. Together they are 0.08% of the shares on issue.

PLANNED · FORM 144Oct 2025 to Oct 2026REPORTED · FORM 4Oct 2025 to Jun 2026N2025DJ2026FMAMJJASO2026-08-10: Dawn M. Brockman, Form 1442026-08-06: Deirdre McGraw, Form 1442026-07-28: William J. Williams, Form 1442026-07-28: Walter Stanley Berman, Form 1442026-07-28: James M. Cracchiolo, Form 1442026-07-27: William J. Williams, Form 1442026-05-14: Gerard P. Smyth, Form 1442026-05-08: Sharpe Robert Francis JR, Form 1442026-02-10: William Fredrick Truscott, Form 1442026-02-09: GUMER ALVERO, Form 1442026-02-05: Walter Stanley Berman, Form 1442026-02-04: James M. Cracchiolo, Form 1442025-11-21: Sharpe Robert Francis JR, Form 1442025-11-21: Sharpe Robert Francis JR, sold2026-02-04: CRACCHIOLO JAMES M, sold2026-02-05: Berman Walter Stanley, sold2026-02-09: Alvero Gumer, sold2026-02-10: TRUSCOTT WILLIAM F, sold2026-05-08: Sharpe Robert Francis JR, sold2026-05-14: Smyth Gerard P., sold
under a no plan named▼ salesize is dollars

Form 144 notices, newest first

2026-08-10Dawn M. Brockman, SVP AND CONTROLLER$263,815
472 shno plan dateForm 4s on file end Jun 23144 ↗
2026-08-06Deirdre McGraw, EVP Mktg, Strat. & Comms.$1,339,867
2,400 shno plan dateForm 4s on file end Jun 23144 ↗
2026-07-28William J. Williams, Pres, Wealth Mgmt Advisor Grp$4,428,085
8,210 shno plan dateForm 4s on file end Jun 23144 ↗
2026-07-28Walter Stanley Berman, EXECUTIVE VP AND CFO$6,045,030
11,012 shno plan dateForm 4s on file end Jun 23144 ↗
2026-07-28James M. Cracchiolo, CHAIRMAN AND CEO$9,828,562
18,020 shno plan dateForm 4s on file end Jun 23144 ↗
2026-07-27William J. Williams, Pres, Wealth Mgmt Advisor Grp$4,239,683
7,894 shno plan dateForm 4s on file end Jun 23144 ↗
2026-05-14Gerard P. Smyth, EVP & Hd. of Tech. & Serv. Del$2,955,607
6,255 shno plan date144 ↗
Form 4, 2026-05-18: sold 6,255 at $472.52 Form 4 ↗
2026-05-08Sharpe Robert Francis JR, Director$554,226
1,200 shno plan date144 ↗
Form 4, 2026-05-12: sold 1,200 at $465.83 Form 4 ↗
2026-02-10William Fredrick Truscott, CEO, GLOBAL ASSET MANAGEMENT$2,660,400
5,000 shno plan date144 ↗
Form 4, 2026-02-12: sold 5,000 at $532.08 Form 4 ↗
2026-02-09GUMER ALVERO, PRESIDENT-INSURANCE&ANNUITIES$2,528,746
4,658 shno plan date144 ↗
Form 4, 2026-02-11: sold 4,658 at $542.88 Form 4 ↗
2026-02-05Walter Stanley Berman, EXECUTIVE VP AND CFO$3,809,511
7,000 shno plan date144 ↗
Form 4, 2026-02-09: sold 7,000 at $544.22 Form 4 ↗
2026-02-04James M. Cracchiolo, CHAIRMAN AND CEO$26.6M
48,813 shno plan date144 ↗
Form 4, 2026-02-06: sold 48,813 at $544.96 Form 4 ↗
2025-11-21Sharpe Robert Francis JR, Director$676,061
1,500 shno plan date144 ↗
Form 4, 2025-11-25: sold 1,500 at $450.95 Form 4 ↗