Dudediligence.

Capital One Financial Corporation

COFNYSE · National Commercial Banks
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Last 12 months

Sales planned on beside the trades reported on , and whether each names a .

Planned ·

$94.6M

43 notices · 437,859 sh

Oct 2025 to Oct 2026

Reported ·

$80.3M

51 sales · 0 buys

Oct 2025 to Jun 2026

The two figures cover different periods.

All 51 reported sales carry the 10b5-1 box. Together they are 0.06% of the shares on issue.

PLANNED · FORM 144Oct 2025 to Oct 2026REPORTED · FORM 4Oct 2025 to Jun 2026N2025DJ2026FMAMJJASO2026-09-15: CELIA EDWARDS KARAM, Form 1442026-09-15: LIA DEAN, Form 1442026-09-01: MATTHEW COOPER, Form 1442026-08-17: LIA DEAN, Form 1442026-08-17: CELIA EDWARDS KARAM, Form 1442026-08-13: MARK MOUADEB, Form 1442026-08-10: MICHAEL ZAMSKY, Form 1442026-08-07: RAVI S RAGHU, Form 1442026-08-04: MARK MOUADEB, Form 1442026-08-04: MATTHEW COOPER, Form 1442026-08-03: MARK MOUADEB, Form 1442026-07-31: RAVI S RAGHU, Form 1442026-07-29: TIMOTHY GOLDEN, Form 1442026-07-07: MATTHEW COOPER, Form 1442026-06-25: ANN FRITZ HACKETT, Form 1442026-06-02: MATTHEW COOPER, Form 1442026-05-13: KAITLIN HAGGERTY, Form 1442026-05-12: KAITLIN HAGGERTY, Form 1442026-05-12: MATTHEW COOPER, Form 1442026-05-12: ANN FRITZ HACKETT, Form 1442026-05-01: CELIA EDWARDS KARAM, Form 1442026-04-01: LIA DEAN, Form 1442026-04-01: CELIA EDWARDS KARAM, Form 1442026-03-02: LIA DEAN, Form 1442026-03-02: CELIA EDWARDS KARAM, Form 1442026-02-26: MARK MOUADEB, Form 1442026-02-25: JASON HANSON, Form 1442026-02-25: MARK MOUADEB, Form 1442026-02-24: NEAL BLINDE, Form 1442026-02-04: LIA DEAN, Form 1442026-02-02: CELIA EDWARDS KARAM, Form 1442026-01-06: MATTHEW COOPER, Form 1442026-01-05: RAVI S RAGHU, Form 1442026-01-02: LIA DEAN, Form 1442026-01-02: CELIA EDWARDS KARAM, Form 1442025-12-02: MATTHEW COOPER, Form 1442025-12-01: LIA DEAN, Form 1442025-12-01: CELIA EDWARDS KARAM, Form 1442025-11-13: FRANK LAPRADE, Form 1442025-11-06: NEAL BLINDE, Form 1442025-11-04: RICHARD D FAIRBANK, Form 1442025-11-04: MATTHEW COOPER, Form 1442025-10-27: RICHARD D FAIRBANK, Form 1442025-10-27: FAIRBANK RICHARD D, sold2025-11-04: FAIRBANK RICHARD D, sold2025-11-04: Cooper Matthew W, sold2025-11-06: Blinde Neal, sold2025-11-13: LaPrade,III Frank G., sold2025-12-01: Dean Lia, sold2025-12-01: Karam Celia, sold2025-12-02: Cooper Matthew W, sold2026-01-02: Dean Lia, sold2026-01-02: Karam Celia, sold2026-01-05: Raghu Ravi, sold2026-01-06: Cooper Matthew W, sold2026-02-02: Karam Celia, sold2026-02-04: Dean Lia, sold2026-02-24: Blinde Neal, sold2026-02-25: Mouadeb Mark Daniel, sold2026-02-25: Hanson Jason P., sold2026-02-26: Mouadeb Mark Daniel, sold2026-03-02: Dean Lia, sold2026-03-02: Karam Celia, sold2026-04-01: Dean Lia, sold2026-04-01: Karam Celia, sold2026-05-01: Karam Celia, sold2026-05-12: Cooper Matthew W, sold2026-05-12: Haggerty Kaitlin, sold2026-06-02: Cooper Matthew W, sold
under a no plan named▼ salesize is dollars

Form 144 notices, newest first

2026-09-15CELIA EDWARDS KARAM, Pres, Retail Bank$415,643
2,017 shplan 2026-05-14Form 4s on file end Jun 23144 ↗
2026-09-15LIA DEAN, Pres, Banking & Prem. Products$425,947
2,067 shplan 2026-05-14Form 4s on file end Jun 23144 ↗
2026-09-01MATTHEW COOPER, General Counsel & Corp Secy$749,350
3,500 shplan 2026-04-09Form 4s on file end Jun 23144 ↗
2026-08-17LIA DEAN, Pres, Banking & Prem. Products$494,566
2,193 shplan 2026-05-14Form 4s on file end Jun 23144 ↗
2026-08-17CELIA EDWARDS KARAM, Pres, Retail Bank$425,782
1,888 shplan 2026-05-14Form 4s on file end Jun 23144 ↗
2026-08-13MARK MOUADEB, President, Card$269,775
1,199 shplan 2025-11-14Form 4s on file end Jun 23144 ↗
2026-08-10MICHAEL ZAMSKY, Chief Credit & Fin'l Risk Off.$1,193,227
5,473 shno plan dateForm 4s on file end Jun 23144 ↗
2026-08-07RAVI S RAGHU, Pres, Software, Intl & Sm Bus$10,925
50 shplan 2026-04-23Form 4s on file end Jun 23144 ↗
2026-08-04MARK MOUADEB, President, Card$260,260
1,183 shplan 2025-11-14Form 4s on file end Jun 23144 ↗
2026-08-04MATTHEW COOPER, General Counsel & Corp Secy$767,655
3,500 shplan 2026-04-09Form 4s on file end Jun 23144 ↗
2026-08-03MARK MOUADEB, President, Card$148,350
690 shplan 2025-11-14Form 4s on file end Jun 23144 ↗
2026-07-31RAVI S RAGHU, Pres, Software, Intl & Sm Bus$2,040,348
9,726 shplan 2026-04-23Form 4s on file end Jun 23144 ↗
2026-07-29TIMOTHY GOLDEN, SVP, Chief Accounting Officer$735,757
3,487 shno plan dateForm 4s on file end Jun 23144 ↗
2026-07-07MATTHEW COOPER, General Counsel & Corp Secy$728,000
3,500 shplan 2026-04-09Form 4s on file end Jun 23144 ↗
2026-06-25ANN FRITZ HACKETT, Director$630,000
3,000 shplan 2026-01-28Form 4s on file end Jun 23144 ↗
2026-06-02MATTHEW COOPER, General Counsel & Corp Secy$641,760
3,500 shplan 2026-04-09144 ↗
Form 4, 2026-06-03: sold 3,500 at $183.36 Form 4 ↗
2026-05-13KAITLIN HAGGERTY, Chief Human Resources Officer$21,728
119 shplan 2026-02-06Form 4s on file end Jun 23144 ↗
2026-05-12KAITLIN HAGGERTY, Chief Human Resources Officer$240,396
1,307 shplan 2026-02-06144 ↗
Form 4, 2026-05-14: sold 1,426 at $183.82 Form 4 ↗
2026-05-12MATTHEW COOPER, General Counsel & Corp Secy$643,755
3,500 shplan 2026-01-26144 ↗
Form 4, 2026-05-14: sold 3,500 at $183.93 Form 4 ↗
2026-05-12ANN FRITZ HACKETT, Director$4,980,920
27,245 shplan 2026-01-28Form 4s on file end Jun 23144 ↗
2026-05-01CELIA EDWARDS KARAM, Pres, Retail Bank$336,822
1,749 shplan 2025-08-14144 ↗
Form 4, 2026-05-04: sold 1,749 at $192.58 Form 4 ↗
2026-04-01LIA DEAN, Pres, Banking & Prem. Products$314,052
1,692 shplan 2025-08-14144 ↗
Form 4, 2026-04-03: sold 1,692 at $185.61 Form 4 ↗
2026-04-01CELIA EDWARDS KARAM, Pres, Retail Bank$203,985
1,099 shplan 2025-08-14144 ↗
Form 4, 2026-04-03: sold 1,099 at $185.61 Form 4 ↗
2026-03-02LIA DEAN, Pres, Banking & Prem. Products$627,244
3,284 shplan 2025-08-14144 ↗
Form 4, 2026-03-03: sold 3,284 at $191.00 Form 4 ↗
2026-03-02CELIA EDWARDS KARAM, Pres, Retail Bank$312,476
1,636 shplan 2025-08-14144 ↗
Form 4, 2026-03-03: sold 1,636 at $191.00 Form 4 ↗
2026-02-26MARK MOUADEB, President, Card$334,530
1,593 shplan 2025-11-14144 ↗
Form 4, 2026-03-02: sold 1,593 at $210.00 Form 4 ↗
2026-02-25JASON HANSON, Pres.- Global Payment Network$764,650
3,730 shplan 2025-11-14144 ↗
Form 4, 2026-02-26: sold 3,729 at $205.00 Form 4 ↗
2026-02-25MARK MOUADEB, President, Card$305,755
1,509 shplan 2025-11-14144 ↗
Form 4, 2026-02-26: sold 1,509 at $202.62 Form 4 ↗
2026-02-24NEAL BLINDE, President, Commercial Banking$7,265,360
38,135 shplan 2025-11-14144 ↗
Form 4, 2026-02-26: sold 38,135 at $190.51 Form 4 ↗
2026-02-04LIA DEAN, Pres, Banking & Prem. Products$734,565
3,284 shplan 2025-08-14144 ↗
Form 4, 2026-02-05: sold 3,284 at $223.68 Form 4 ↗
2026-02-02CELIA EDWARDS KARAM, Pres, Retail Bank$460,071
2,108 shplan 2025-08-14144 ↗
Form 4, 2026-02-04: sold 2,108 at $218.25 Form 4 ↗
2026-01-06MATTHEW COOPER, General Counsel & Corp Secy$500,000
2,000 shplan 2025-01-23144 ↗
Form 4, 2026-01-08: sold 2,000 at $250.00 Form 4 ↗
2026-01-05RAVI S RAGHU, Pres, Software, Intl & Sm Bus$3,362,500
13,450 shplan 2025-02-13144 ↗
Form 4, 2026-01-06: sold 13,450 at $250.00 Form 4 ↗
2026-01-02LIA DEAN, Pres, Banking & Prem. Products$772,879
3,163 shplan 2025-08-14144 ↗
Form 4, 2026-01-06: sold 3,163 at $244.35 Form 4 ↗
2026-01-02CELIA EDWARDS KARAM, Pres, Retail Bank$504,338
2,064 shplan 2025-08-14144 ↗
Form 4, 2026-01-06: sold 2,064 at $244.35 Form 4 ↗
2025-12-02MATTHEW COOPER, General Counsel & Corp Secy$443,080
2,000 shplan 2025-01-23144 ↗
Form 4, 2025-12-03: sold 2,000 at $221.54 Form 4 ↗
2025-12-01LIA DEAN, Pres, Banking & Prem. Products$713,132
3,269 shplan 2025-08-14144 ↗
Form 4, 2025-12-03: sold 3,269 at $218.15 Form 4 ↗
2025-12-01CELIA EDWARDS KARAM, Pres, Retail Bank$640,707
2,937 shplan 2025-08-14144 ↗
Form 4, 2025-12-03: sold 2,936 at $218.15 Form 4 ↗
2025-11-13FRANK LAPRADE, Chief Enterprise Srvcs Officer$3,961,076
17,840 shplan 2025-08-14144 ↗
Form 4, 2025-11-17: sold 17,840 at $222.03 Form 4 ↗
2025-11-06NEAL BLINDE, President, Commercial Banking$9,583,181
43,200 shplan 2025-07-25144 ↗
Form 4, 2025-11-07: sold 43,200 at $221.83 Form 4 ↗
2025-11-04RICHARD D FAIRBANK, Chairman and CEO$22.8M
103,487 shplan 2025-05-13144 ↗
Form 4, 2025-11-06: sold 103,487 at $220.68 Form 4 ↗
2025-11-04MATTHEW COOPER, General Counsel & Corp Secy$438,820
2,000 shplan 2025-01-23144 ↗
Form 4, 2025-11-06: sold 2,000 at $219.41 Form 4 ↗
2025-10-27RICHARD D FAIRBANK, Chairman and CEO$23.4M
103,486 shplan 2025-05-13144 ↗
Form 4, 2025-10-29: sold 103,486 at $225.68 Form 4 ↗