Dudediligence.

Capital Southwest Corporation

CSWCNASDAQ
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Last 12 months

Sales planned on beside the trades reported on , and whether each names a .

Planned ·

$108,569

1 notice · 4,661 sh

Oct 2025 to Oct 2026

Reported ·

$108,555

1 sale · 5 buys · $214,875 bought

Oct 2025 to Jun 2026

The two figures cover different periods.

The one reported sale does not carry the 10b5-1 box. It is under 0.01% of the shares on issue.

PLANNED · FORM 144Oct 2025 to Oct 2026REPORTED · FORM 4Oct 2025 to Jun 2026N2025DJ2026FMAMJJASO2026-06-05: WILLIAM R THOMAS, Form 1442026-02-09: BATTIST CHRISTINE, bought2026-02-27: Sarner Michael Scott, bought2026-06-01: Rogers-Windsor Ramona Lynn, bought2026-06-05: Thomas William R III, sold2026-06-05: Thomas William R III, bought2026-06-17: BATTIST CHRISTINE, bought
under a no plan named▼ sale▲ buysize is dollars

Form 144 notices, newest first

2026-06-05WILLIAM R THOMAS, Director$108,569
4,661 shno plan date144 ↗
Form 4, 2026-06-05: sold 4,661 at $23.29 Form 4 ↗