ESS Tech, Inc
Financing
SEC filings to 2026-10-05 · every row opens its filingShares on issue
32.9M
on 2026-06-30, from 11.7M on 2024-03-31 10-Q ↗
Earlier counts are adjusted for the 1-for-15 reverse split; each bar's tip shows the count as filed.
a raise that quarter, at its price
$75.0M
Yorkville Ives, agreement of 2026-07-17. No at-the-market sales statement read from a 10-Q or 10-K. 424B5 ↗
Cash
1 quarters
$10.8M on 2026-06-30 ÷ $10.5M a quarter of operating cash used, the average of four quarters. 10-Q ↗
| Date | What | Shares | Price | Gross | Filing |
|---|---|---|---|---|---|
| 2026-08-21 | Public offering | 6,400,000 | $0.50 | $3.2M | 424B5 ↗ |
| 2026-01-30 | Registered direct offering incl. 5.10M pre-funded | 8,571,428 | $1.75 | $15.0M | 424B5 ↗ |
Also on file: $900K promissory notes, 2025-07-09 8-K ↗ · up to $30.0M promissory note agreed 2025-10-14 8-K ↗