Dudediligence.

Hennessy Advisors, Inc

HNNANASDAQ · Investment Advice
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Last 12 months

Sales planned on beside the trades reported on , and whether each names a .

Planned ·

$152,400

2 notices · 15,000 sh

Oct 2025 to Oct 2026

Reported ·

$105,339

2 sales · 0 buys

Oct 2025 to Jun 2026

The two figures cover different periods.

None of the 2 reported sales carry the 10b5-1 box. Together they are 0.13% of the shares on issue.

PLANNED · FORM 144Oct 2025 to Oct 2026REPORTED · FORM 4Oct 2025 to Jun 2026N2025DJ2026FMAMJJASO2026-09-24: STEADMAN DANIEL B, Form 1442026-05-11: Fahy Kathryn, Form 1442025-12-30: Newton Kiera, sold2026-05-11: Fahy Kathryn, sold
under a no plan named▼ salesize is dollars

Form 144 notices, newest first

2026-09-24STEADMAN DANIEL B, Executive VP$50,800
5,000 shno plan dateForm 4s on file end Jun 23144 ↗
2026-05-11Fahy Kathryn, SVP and CFO$101,600
10,000 shno plan date144 ↗
Form 4, 2026-05-12: sold 10,000 at $10.00 Form 4 ↗